Registration and Regulatory Information
4-C Personal Wealth Management Consultants, LLC (“4-C”) is a Registered Investment Advisor (“RIA”), registered in the State of Missouri, and may only transact business with residents of that state or residents of other states where otherwise legally permitted, subject to exemption or exclusion from registration requirements. Registration with the United States Securities and Exchange Commission or any state securities authority does not imply a certain level of skill or training.
4-C provides asset management and related services for clients nationally. 4-C will file and maintain all applicable licenses as required by state securities boards and/or the Securities and Exchange Commission (“SEC”), as applicable. 4-C renders individualized responses to persons in a particular state only after complying with the state’s regulatory requirements or pursuant to an applicable state exemption or exclusion.
Website Information
This website is intended to provide general information about 4-C. It is not intended to offer investment advice. Information regarding investment products and services is provided solely so visitors may read about our investment philosophy and strategies and contact us for further information.
Market data, articles, and other content on this website are based on generally available information and are believed to be reliable. 4-C does not guarantee the accuracy of the information contained on this website. The information is general in nature and should not be construed as investment advice.
Disclosure Brochure
4-C will provide all prospective clients with a copy of our current Form ADV, Part 2 (“Disclosure Brochure”) prior to commencing an advisory relationship. Existing clients will receive an offer to obtain a copy on an annual basis.
If you have questions regarding compliance and regulatory information, please contact us.